{"id":219842,"date":"2026-03-04T12:35:00","date_gmt":"2026-03-04T17:35:00","guid":{"rendered":"https:\/\/news-you-need.com\/index.php\/2026\/03\/04\/united-planners-chooses-surgeone-ai-compliance\/"},"modified":"2026-03-04T12:50:11","modified_gmt":"2026-03-04T17:50:11","slug":"united-planners-chooses-surgeone-ai-compliance","status":"publish","type":"post","link":"https:\/\/news-you-need.com\/index.php\/2026\/03\/04\/united-planners-chooses-surgeone-ai-compliance\/","title":{"rendered":"United Planners Chooses SurgeONE.ai Compliance"},"content":{"rendered":"

United Planners Chooses SurgeONE.ai Compliance<\/a><\/p>\n

https:\/\/www.wealthmanagement.com\/artificial-intelligence\/national-ibd-united-planners-adopts-surgeoneai-platform<\/a><\/p>\n

Publish Date: 2026-03-04 12:35:00<\/a><\/p>\n

Source Domain: www.wealthmanagement.com<\/a><\/p>\n

While SurgeONE.ai CEO Sid Yenamandra has said in the past that more than 200 advisory firms and several independent broker\/dealers are clients of the combined cybersecurity, compliance and data operations company, only a handful of companies have been willing to put their usage on the record.<\/span><\/p>\n

\u00a0This week, Yenamandra announced that United Planners Financial Services, a national IBD that serves hundreds of financial advisors, has selected the <\/span>SurgeONE.ai<\/span> platform to consolidate and manage its cyber, data and compliance operations, and, in the process, replace multiple legacy tools.<\/span><\/p>\n

SurgeONE.ai brings together four main capabilities: <\/span>RegVerse<\/span>, which is an artificial intelligence-powered regulatory co-pilot that supports compliance-related workflow automation; <\/span>Kovair\u00a0<\/span>for enterprise data migration and integration; Security Snapshot for cybersecurity monitoring; and <\/span>MGL Consulting<\/span> for support of other related regulatory services and technology support.<\/span><\/p>\n

Related:<\/span>Addepar Launches Addison AI for Natural Language Portfolio Analysis<\/p>\n

The platform includes AI-assisted policies and procedures tested against real exam findings, AI governance built for FINRA and SEC examination priorities, cybersecurity risk management and vendor oversight, and services including ADV filings and fractional chief compliance officer support.<\/span><\/p>\n

The platform provides advisors with real-time visibility into compliance standing and provides faster review turnaround over manual oversight or legacy technology.<\/span><\/p>\n

\u201cIn our evaluation of vendors in this space, we didn\u2019t find anything built the way SurgeONE.ai is built\u2014by people who have actually sat across the table from regulators,\u201d said Dave Hauer, chief compliance officer at United Planners, in a statement.<\/span><\/p>\n

SurgeONE.ai grew out of Surge Ventures, a <\/span>venture studio launched in December of 2022<\/span> by Yenamandra, a serial entrepreneur who had previously founded the cybersecurity endpoint security platform Entreda (<\/span>acquired by Smarsh in 2020<\/span>).<\/span><\/p>\n

\u201cAI on its own does…<\/span><\/p>\n

Source<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"

United Planners Chooses SurgeONE.ai Compliance https:\/\/www.wealthmanagement.com\/artificial-intelligence\/national-ibd-united-planners-adopts-surgeoneai-platform Publish Date: 2026-03-04 12:35:00 Source Domain: www.wealthmanagement.com While SurgeONE.ai…<\/p>\n","protected":false},"author":1,"featured_media":219843,"comment_status":"closed","ping_status":"","sticky":false,"template":"","format":"standard","meta":{"fifu_image_url":"https:\/\/eu-images.contentstack.com\/v3\/assets\/bltabaa95ef14172c61\/blt95d129dabc2aec62\/6734b6335f93173f9f8ddd26\/united-planners-office.jpg?disable=upscale&width=1200&height=630&fit=crop","fifu_image_alt":"","footnotes":""},"categories":[14],"tags":[57],"class_list":["post-219842","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-artificial-intelligence","tag-security"],"_links":{"self":[{"href":"https:\/\/news-you-need.com\/index.php\/wp-json\/wp\/v2\/posts\/219842"}],"collection":[{"href":"https:\/\/news-you-need.com\/index.php\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/news-you-need.com\/index.php\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/news-you-need.com\/index.php\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/news-you-need.com\/index.php\/wp-json\/wp\/v2\/comments?post=219842"}],"version-history":[{"count":1,"href":"https:\/\/news-you-need.com\/index.php\/wp-json\/wp\/v2\/posts\/219842\/revisions"}],"predecessor-version":[{"id":219844,"href":"https:\/\/news-you-need.com\/index.php\/wp-json\/wp\/v2\/posts\/219842\/revisions\/219844"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/news-you-need.com\/index.php\/wp-json\/wp\/v2\/media\/219843"}],"wp:attachment":[{"href":"https:\/\/news-you-need.com\/index.php\/wp-json\/wp\/v2\/media?parent=219842"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/news-you-need.com\/index.php\/wp-json\/wp\/v2\/categories?post=219842"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/news-you-need.com\/index.php\/wp-json\/wp\/v2\/tags?post=219842"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}